The Controllership Series: The Controllers Role in Compliance

Overview

The controller has several broad areas to stay up to date on regarding compliance initiatives:

• Financial compliance
• Regulatory compliance
• Operational Compliance
• IT Compliance

Delivery Method: Individual webcast

CPE Credit: 1.4

Program Level: Basic

Highlights

• Regulatory Compliance
• Operational Compliance
• Financial Compliance

Prerequisites

None

Designed For

Controllers, Accountants, Finance Professionals  

Objectives

• Examine controller's role in financial compliance
• Examine controller's role in regulatory compliance
• Understand primary regulatory agencies
• Examine regulatory compliance policies
• Examine controller's role in operational and strategic compliance
• Examine methods to ensure compliance
• Examine consequences of non-compliance

Preparation

None