Surgent's Auditing 401(k) Plans: Critical Issues and Annual Update

Overview

Due to increasing scrutiny in the employee benefit plan area, it is imperative for auditors of 401(k) plans to remain up to date on the rules and regulations that may impact the audit engagement.

In this course, auditors will enhance their knowledge by understanding the changes affecting audit procedures and reporting in accordance with recently issued Statements on Auditing Standards (SASs), identifying best practices, and performing efficient audit engagements.

Delivery Method: On-Demand Webcast
CPE Credit: Auditing
Program Level: Basic

This course is being offered by a 3rd party vendor and will not be accessible on your My CPE page. Webinar access information will be emailed directly to you by Surgent McCoy.

Highlights

Key requirements of recently issued SASs
Changes affecting 401(k) plans
Audit strategy and improving overall efficiency
Common mistakes as noted in peer reviews and DOL inspections

Prerequisites

Basic understanding of auditing defined contribution plans

Designed For

Experienced practitioners responsible for planning and performing employee benefit plan audit engagements

Objectives

Understand the current changes to the rules and regulations associated with 401(k) plans
Identify best practices associated with engagement performance
Understand the risks associated with a benefit plan audit engagement
Avoid common mistakes noted during peer reviews