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Surgent's Effective Communications with Management and Those Charged with Governance

 Various
 
2.0
Registration is Open
Member Price
$49.00 Regular Registration
Your Price
$51.00 Regular Registration
This course is being offered on multiple dates, listed below. Click the Register button next to your preferred date to register.
 Currently available
 Currently available
Designed For:

Accountants who have a basic level of audit experience

Prerequisite:

None

As a byproduct of the audit, the auditor has a responsibility to communicate certain information to management and those charged with governance, primarily related to risk and internal control deficiencies. In some cases the auditor may be required to report outside the entity, for example, when fraud is identified. Some of these communications to management and those charged with governance occur at the beginning of the audit, others during the audit and at the end of the audit. Two-way communication is very important to meet professional responsibilities and also as a client service. This module will discuss the most significant of the required communications and explore how to make them more effective. (Please Note: This module is part of Surgent's Audit Skills Training: Level 5.)

Delivery Method: Download
CPE Credit: Auditing
Program Level: Basic

This course is being offered by a 3rd party vendor and will not be accessible on your My CPE page. Webinar access information will be emailed directly to you by Surgent McCoy.

Objectives

  • Describe the communications required to be made to those charged with governance at the beginning and end of the audit. (AU-C 260)
  • Describe the communications related to deficiencies noted in internal control that are required to be made to management and those charged with governance (AU-C 265)
  • Describe other communications that need to be made outside the entity in certain circumstances
  • Create effective communications that enhance client service

Advanced Preparation

None

Vendor

The Virginia Society of CPAs (VSCPA) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: NASBARegistry.org.

For more information regarding refund, complaint, program cancellation or other policies, visit our Registration Policies page or call (800) 733-8272.