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Surgent's Audits of 401(k) Plans: New Developments and Critical Issues

 Various
 
8.0
Registration is Open
Member Price
$299.00 Regular Registration
Your Price
$314.00 Regular Registration
This course is being offered on multiple dates, listed below. Click the Register button next to your preferred date to register.
 Tue, 06/10/2025 from 9:00 am to 5:00 pm
 Tue, 06/24/2025 from 10:00 am to 6:00 pm
 Mon, 07/14/2025 from 9:00 am to 5:00 pm
 Mon, 08/11/2025 from 9:00 am to 5:00 pm
 Wed, 09/17/2025 from 10:00 am to 6:00 pm
 Thu, 10/02/2025 from 10:00 am to 6:00 pm
 Mon, 10/13/2025 from 9:00 am to 5:00 pm
 Thu, 10/16/2025 from 9:00 am to 5:00 pm
 Tue, 11/04/2025 from 9:00 am to 5:00 pm
 Mon, 11/17/2025 from 9:00 am to 5:00 pm
 Tue, 12/16/2025 from 9:00 am to 5:00 pm
 Tue, 03/03/2026 from 9:00 am to 5:00 pm
 Mon, 04/06/2026 from 9:00 am to 5:00 pm
 Currently available
Designed For:

Practitioners responsible for planning and performing employee benefit plan audit engagements

Prerequisite:

Basic understanding of auditing defined contribution plans


One of the most favored employee benefit plans, the 401(k) plan, provides unique challenges for auditors.
Through this course, auditors will obtain an understanding of the rules and regulations unique to employee benefit plans and obtain practical guidance on applying them. Auditors will enhance their knowledge of the performance and reporting requirements through real-world examples, best practices, and efficient audit techniques that can be utilized in various audit engagements. Make sure your audits don't trigger a DOL inspection by conforming to all applicable rules and regulations.

Delivery Method: Individual webcast
CPE Credit: Auditing
Program Level: Basic

This course is being offered by a 3rd party vendor and will not be accessible on your My CPE page. Webinar access information will be emailed directly to you by Surgent McCoy.

Objectives

  • Identify the key provisions of recently issued SASs
  • Properly document understanding of the plan, the environment, and internal controls for an employee benefit plan
  • Understand the importance of reading, reviewing, and documenting the controls in a service organization control report
  • Identify potential audit triggers that may result in Department of Labor inspections
  • Understand the risks associated with a benefit plan audit engagement
  • Avoid common mistakes noted during peer reviews

Speakers

Advanced Preparation

None

Vendor

The Virginia Society of CPAs (VSCPA) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: NASBARegistry.org.

For more information regarding refund, complaint, program cancellation or other policies, visit our Registration Policies page or call (800) 733-8272.