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Documenting Your EBP Audit: What You Need to Know

 Various
 
8.0
Registration is Open
Member Price
$349.00 Regular Registration
Your Price
$419.00 Regular Registration
This course is being offered on multiple dates, listed below. Click the Register button next to your preferred date to register.
 Mon, 08/04/2025 from 9:00 am to 5:00 pm
 Thu, 09/25/2025 from 9:00 am to 5:00 pm
 Thu, 11/20/2025 from 9:00 am to 5:00 pm
 Tue, 12/16/2025 from 9:00 am to 5:00 pm
 Tue, 01/20/2026 from 9:00 am to 5:00 pm
 Tue, 04/21/2026 from 9:00 am to 5:00 pm
Designed For:

Auditors of employee benefit plans

Prerequisite:

None

What you document matters
Understand different parts of the employee benefit plan (EBP) audit process, and learn to think holistically about your level of audit documentation. Understand the appropriate level of documentation in the performance of audit procedures of employee benefit plans, which will involve testing items that are not typically tested in audits of other types of entities.

Real-life examples
Learn from real-life examples and solutions, guided by a former employee benefit plan expert panel member and someone who performs peer reviews. Work in templates to truly understand documentation in an EBP audit, and learn best practices for documentation to incorporate into your audits.

Delivery Method: Individual webcast
CPE Credit: Auditing
Program Level: Basic

This course is being offered by a 3rd party vendor and will not be accessible on your My CPE page. Webinar access information will be emailed directly to you by AICPA.

Objectives

  • Recognize areas in employee benefit plan audits that commonly lead to documentation deficiencies.
  • Recall the AICPA professional standards that address audit documentation.
  • Recall the practical aspects of unique EBP audit planning procedures.
  • Recognize effective documentation of all elements of risk assessment.
  • Recognize effective documentation of system narratives and walk-throughs.
  • Recall documentation concepts for investments and participant notes receivable.
  • Identify best practices for documenting audit procedures surrounding contributions and benefit payments.
  • Recall documentation for other audit areas not related to specific accounts.

Speakers

Vendor

The Virginia Society of CPAs (VSCPA) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: NASBARegistry.org.

For more information regarding refund, complaint, program cancellation or other policies, visit our Registration Policies page or call (800) 733-8272.