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Report: Enforcement Actions Against Accountants Declined Last Year

August 23, 2018

The U.S. Securities and Exchange Commission (SEC) and Public Company Accounting Oversight Board (PCAOB) finalized 75 enforcement actions involving accountants in 2017. While the SEC resolved fewer actions, final PCAOB actions reached a record level. The majority of SEC and PCAOB actions result in a follow-on enforcement action by a state board of accountancy. Click here for more information.