Properly document your understanding of the plan, the environment and internal controls for an employee benefit plan Understand the importance of reading, reviewing, and documenting the controls in a Service Organization Control Report Identify potential audit triggers that may result in an
Basic understanding of auditing defined contribution plans
One of the most favored employee benefit plans, the 401(k) plan, provides unique challenges for auditors. Obtain an understanding of the rules and regulations unique to employee benefit plans with the practical guidance provided by this course. Auditors will enhance their knowledge through real world examples, best practices and efficient audit techniques that can be utilized in various audit engagements. Make sure your audits don't trigger a DOL inspection by conforming to all applicable rules and regulations.
Delivery Method: Individual webcast
CPE Credit: Auditing
Program Level: Basic