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AICPA Peer Review Must-Select Industry Update: Brokers and Dealers in Securities

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Peer reviewers of broker-dealer engagements

Familiarize yourself with recent changes in peer review guidance related to engagements of brokers and dealers in securities, as well as other key items related to peer reviewing these engagements.

This CPE self-study course will help you identify non-conforming broker-dealer engagements when conducting peer reviews.

This course fulfills the new 'must-select' requirement for peer reviewers of broker-dealer engagements. The requirement is effective for reviews commencing on or after January 1, 2020.


Delivery Method: Self-Study
CPE Credit: Auditing
Program Level: Intermediate

This course is being offered by a 3rd party vendor and will not be accessible on your My CPE page. Webinar access information will be emailed directly to you by AICPA.

Related Events

The Virginia Society of CPAs (VSCPA) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: NASBARegistry.org.

For more information regarding refund, complaint, program cancellation or other policies, visit our Registration Policies page or call (800) 733-8272.